The New Era of Regulatory Enforcement
A Comprehensive Guide for Raising the Bar to Mitigate Risk
by Richard H. Girgenti and Timothy P. Hedley
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Pub Date Apr 29 2016 | Archive Date Sep 26 2016
Description
The outset of the 21st century has seen a relentless flow of events from the 9/11 terrorist attack to the 2008 financial recession that have given birth to a new regulatory and enforcement landscape. In today’s global and digital world, this increasingly complex landscape has created unprecedented challenges and risks for businesses in all industries.
The New Era of Regulatory Enforcement provides an overview of the challenges companies face in conducting business in this new environment. It discusses the government policies, strategies and tactics driving enforcement activity and outlines the most effective approaches for preventing, detecting, and responding to the risks presented.
Authors Rich Girgenti and Tim Hedley--two highly experienced professionals at KPMG who daily work with organizations around the globe to help them understand and manage these challenges--draw upon their years of experience in both the private and public sector to provide an overview of the new regulatory and enforcement landscape and a framework for compliance. Assisted by a team of subject matter professionals, the book covers a broad range of topics including:
· bribery and corruption
· money laundering and trade sanctions
· market manipulation
· financial reporting fraud
· off-shore tax evasion
· unfair and abusive consumer finance practices, and
· fraud and misconduct in the Healthcare and Life Sciences industries
Prudent and diligent organizations must take the necessary steps to preserve the hard-earned value of their companies. In doing so, they will not only help improve their chances for sustainable business success, but also create benefit for their employees, shareholders, customers, and the public at large.
Advance Praise
"Essential guidance for understanding and navigating the current enforcement environment. The New Era of Regulatory Enforcement should be required reading for all corporate executives and others responsible for meeting the challenges in this new era."
--Lanny A. Breuer, Vice Chair, Covington & Burling LLP, and former Assistant Attorney General for the Criminal Division at the U.S. Department of Justice
"A brilliant tour de force! Hedley and Girgenti offer readers insight into the dramatic changes in regulatory enforcement as well as the tools they need to manage this brave new world. It is an invaluable resource for executives, advisors, and scholars. The framework offered is compelling and actionable."
--Batia Mishan Wiesenfeld, Ph.D., Andre J. L. Koo Professor of Management and Chair of the Department of Management and Organizations, Leonard N. Stern School of Business, New York University
"Corporate managers face a daunting task complying with the tectonic changes in the regulatory landscape over the past few years. This book provides a detailed road map for how to operate within the letter and spirit of the law."
--Neil Weinberg, Reporter, Bloomberg News
"[This book] provides a solid backdrop (data) on current actions on the part of regulators (including financial impact), new laws and the framework for these laws, and how regulators are beginning to work more closely across borders to address global infractions. I would encourage all ethics and compliance professionals to read the book as the basis for evaluating the effectiveness of their existing program and to learn valuable new insights."
--Ed Carr, CPA, Compliance Officer--Siemens Corporation
Marketing Plan
Richard H. Girgenti, J.D., has more than 35 years of experience conducting investigations and providing fraud risk management advisory services to public and private corporations, federal and state government entities and not-for-profit organizations. Prior to joining KPMG, Richard held a number of high-level legal and law enforcement positions including having served as New York State Director of Criminal Justice and Commissioner of the Division of Criminal Justice Services.
Timothy P. Hedley, Ph.D., has extensive experience in helping companies prevent, detect and respond to allegations of fraud and misconduct. Tim is a frequent speaker on fraud risk topics and is a member of the NY State Society of CPAs and the AICPA.
Available Editions
| EDITION | Hardcover |
| ISBN | 9781259584596 |
| PRICE | $70.00 (USD) |
